Standards,
Research Studies, and Conference Proceedings. All of these online
sources should make one reflect about how records professionals can possibly
keep up with all of the information available to them that would be of
assistance in managing records from a variety of perspectives. At the least, such online sources, with
broad possibilities for contextual information regarding the management of
archives and current records, should help records managers think of the
potential use by themselves of the World Wide Web. That they are beginning to utilize the Web for such purposes can
be seen in the increasing availability of materials on records management
standards, research studies, and the rapid posting of conference proceedings
for use by others. These three sources
are intertwined, often one providing commentary on the others. Conferences are often focused on new
standards or provide reports on new research.
Increasingly, standards and research studies provide links to the
conference proceedings, all providing a much more accessible body of knowledge
if one is willing to work at following the threads.
In the old days, conferences were
held and sometimes several or even more years might pass before complete or
partial proceedings were published. Now
many conferences provide conference papers either in advance or shortly after
the meeting. An example is the August 1999 Working Meeting of Graduate Archival Educators sponsored by the
University of Pittsburgh School of Information Studies and the Society of
American Archivists with funding from the Gladys Krieble Delmas Foundation (http://www2.sis.pitt.edu/~gaeconf/). The
theme of the Working Meeting of Graduate Archival Educators was “research in
and research about graduate level archival education.” The two major topics
addressed were “ (1) to begin to assess how effective graduate level archival
programs are in preparing their graduates to work as records professionals and
(2) to identify the process and problems associated with establishing research
programs within graduate archival education programs.” Papers by educators Terry Eastwood, Anne
Gilliland-Swetland, Peter Wosh, Elizabeth Yakel, David Wallace, Sue McKemmish,
Eric Ketelaar, Angelika Menne-Haritz, Richard J. Cox, and Terry Cook make up
the conference proceedings and are scheduled for publication in a future issue
of the American Archivist. The
origins of this conference stem from a growing dissatisfaction by some archival
educators about the existing mechanism for deliberations about graduate
education within existing professional structures like the Society of American
Archivists. The growth and increasing
maturity of North American graduate programs has outraced the annual reporting
session (of two hours endurance) of the Archival Educators Roundtable at the
Society of American Archivists and the continuing work of the Society’s
Committee on Education and Professional Development. The 1999 conference was the second of such meetings, the first
being held in San Diego in 1996. The
various papers were made available on the Web before the conference, enabling participants to read them before
the official presentations and discussions about them.
Other conferences have used the World Wide Web more aggressively,
producing some interesting results. For
an intriguing means of providing access to an older conference, with some
interest for records professionals, examine "Popular Culture in the Digital Age," the theme of
the Camden Technology Conference in 1999, where you watch and listen to some of
the panel discussions (http://www.poptech.org/). In the next few years, more and more records
and archives conferences might be documented in this fashion, not just in
traditional texts or the annoying (to many) PowerPoint slides. This produces a very different kind of
record, providing those not in attendance the opportunity to attend the meeting
after the fact and to be selective in following their interests or needs. I am sure we will also begin to see more
online conferences, combining distance education technologies with the Web,
allowing fuller participation. Such
uses raise important questions both about how we will evaluate these activities
and who will take responsibility to maintain the Web-based documentation. Archivists and records managers do not have
a good track record in evaluating their continuing education. Furthermore, one of the greatest challenges
relating to the World Wide Web is that of the great volatility in the loss of
sites, leading to the annoying problem of links that do not function.
Of
course, as I have already mentioned, most professional associations and other
groups place information about forthcoming conferences and special meetings
online. The quick dissemination of
such information along with increasingly sophisticated methods of providing
access to previously held conferences should have the potential of building
both a stronger knowledge base and professional community for archivists and
records managers. Just a short decade
ago, archivists and records managers disseminated conference papers and draft
research reports via hand or old-fashioned postal delivery. I remember conferences being designed
primarily to enable individuals to bring unpublished reports for exchange, and
I also remember having filing cabinets loaded with such materials. Now they distribute their work by placing it
on the Web or, at worse, by attachments in email messages. While I still maintain one partially filled
filing cabinet, I have access via the Web to a much greater array of reports
and studies than I have ever had before.
Electronic bookmarks have largely replaced the filing cabinet.
The
Web has also made possible meetings to focus on research data in order to
develop far-reaching professional agendas.
The Council of State Historical Records Coordinators (COSHRC), in
partnership with the American Association for State and Local History (AASLH),
has “undertaken a project to organize and present a National Forum on Archival Continuing Education
(NFACE),” with funding from the National Historical
Publications and Records Commission (http://www.coshrc.org/nface/). The “goals of the Forum were to: Inform these
organizations about what educational services and information resources are
already available; Encourage collaboration and coordination among providers in
developing additional offerings that address gaps in existing educational
opportunities, and Improve the accessibility to information resources about
best practices in the care of historical records that support these educational
efforts, and Develop an action agenda for archival continuing education in the
next decade. This agenda will be shared with federal funding agencies, resource
allocators, and key stakeholders in archival continuing education.” The NFACE project builds from a 1998 COSHRC
report, Where History Begins, providing a profile of both repositories
and the individuals working in these repositories. This report suggested that there are professional archivists and
manuscript curators, allied professionals with records responsibilities, and
people with responsibilities with a minimum of training or education. The
conference held in late April 2000 to examine the training needs of this
diversity of individuals working in historical records repositories developed
an agenda including the establishment of a nationwide clearinghouse of
information to support the development, delivery, and accessibility of archival
continuing education; pursuing partnerships and cooperation among professional
archival organizations and with organizations serving allied professions;
creating a “diverse and well-educated next generation of archival leadership”; improving the “quality and accessibility of
archival continuing education and information resources” for “grass-roots
organizations and the volunteers who work to collect and preserve historical
records in community-based organizations,”
“individuals from diverse communities or who work with records
documenting diversity,” and “allied professionals, including public librarians
and museums curators, who bear responsibility for historical records as an
adjunct to their primary duties”; improving the “quality and availability of
archival continuing education by incorporating effective adult learning
methods, leveraging appropriate technologies, and exploring non-traditional
approaches to delivery”; providing a “firm foundation for ongoing assessment
and analysis of archival continuing education needs by initiating research and
evaluation of existing survey data and ensuring the collection of data to
support longitudinal analysis”;
developing “collaborative approaches to providing archival continuing
education on specific topics or issues for which limited or no educational
opportunities currently exist”;
strengthening “electronic records training by developing collaborative
projects in support of the existing NHPRC initiative on electronic records”;
developing “collaborative approaches to providing archival continuing education
in specific geographic regions particularly west of the Mississippi, in which
individuals and repositories are located at great distances from each other and
from potential sources of education and assistance”; and identifying “sources
for both short-term and sustainable funding for collaborative archival
education initiatives.”
While
it may seem difficult to disagree with either the purpose or the developing
agenda, there is, in fact, plenty of room for just such disagreement. The initial problem is that the aim of
reaching everyone somehow responsible
for or interested in archival records is too ambitious. Indeed, having such an objective threatens
to weaken other critical aims, such as dealing with electronic records or
graduate education. The agenda needed
to be more strategic, aiming at critical issues and players, or, at the least,
it needed to be more incremental, establishing a better sense of
priorities. The project, and it’s reports
thus far, assumes that all local repositories hold records that should be
priorities for national or statewide action, and this is a dubious
assumption. It also assumes that
archival records are valuable because they are historical records, when in fact
more compelling reasons can be found for managing such records, such as
accountability and evidence. The
primary value of this project may be the considerable data it has gathered, a
resource for all those desiring to be able to obtain a picture of the potential
scope of archival work in the United States.
The best legacy of this effort may be the data it has collected and the means, the Web, that it has used
for making the data available. Others
will be able to draw on the data for other kinds of studies, teaching,
comparing their own programs with general professional trends, and other
uses. Whether one agrees or disagrees
with the project’s agenda, there is considerable data that can be used for
other purposes. Perhaps what is needed
is a single Web site bringing together all the data from this and related
research projects.
Professional standards have also been
strengthened by the emergence of the digital age in two important ways. The nature of the reliance on computers has
generated substantial interest in standardizing all elements of records work so
that the work can be adapted to or supported by the computer. Also, standards can now be disseminated,
debated, discussed, and described extremely quickly via listservs and Web
sites. The perfect example of this is
the emergence of Encoded Archival Description. The EAD Document Type Definition (DTD) is the standard for encoding
archival finding aids using the Standard Generalized Markup Language (SGML),
developed to systematize the presentation of archival finding aids, primarily
over the Web. Having emerged just in
the mid-1990s, EAD is basically supported by a Library of Congress
EAD Official Site (http://lcweb.loc.gov/ead/) where the
standard is maintained in the Network
Development and MARC Standards Office of the Library of Congress (LC) in
partnership with the Society of American Archivists. This site provides both more background and
technical information about EAD than any other site, although it lacks
references to other writings or links to exemplar uses of the standard. Additional background information about EAD
can be found at the site of the Encoded Archival Description Round Table of the
Society of American Archivists (
http://jefferson.village.virginia.edu/ead/). The EAD Round Table provides information
on activities of the round table, background information on Encoded Archival
Description, technical aspects supporting EAD, and reading lists. Its purpose reads: “The EAD Roundtable of the Society of American Archivists is
intended to promote the implementation and use of the EAD.DTD (Encoded Archival
Description Document Type Definition) for dissemination of archival information.
To this end, we aim to put persons in touch with appropriate information
concerning converting existing archival finding aids to EAD format, use of
software for markup, parsing, indexing, and document delivery, and the current
status of EAD development.” This is a
very useful site, especially if one is committed to the notion that EAD is the
means to develop access to archival holdings.
However, it would be useful if this also contained more links to or
references about research and other writings that were more critical in nature,
questioning the limits of the effectiveness of EAD. One will have to look elsewhere for more balance. Off of both sites, individuals can find
information about subscribing to an EAD listserv.
The value of using the Web for standards
dissemination is evident in the Society of American Archivists’ placement of
its 1994 Standards for Archival Description: A Handbook, compiled by
Vicki Walch, up on its Web site (http://www.archivists.org/catalog/stds99/index.html). This publication provides descriptions of
over two hundred “technical standards, conventions, and guidelines used by
archivists in describing holdings and repositories.” “Introductions to each chapter
discuss the historical development and interrelationships among standards used
for particular applications. Detailed entries identify the developer(s) of the
standard, describe how and why it is applied in archival practice, supply
information on how to obtain copies of the standard, and provide sources for
additional information or guidance on its use.” The value of publishing this book online because it provides
links to online standards information, including a “list of standards
developers, their addresses, links to their World Wide Web Sites when
available, and the titles of the standards relevant to archival practice.” What is not evident in this Web publication,
and what we need to learn to do when we publish in this fashion, is to provide
information about whether there is a process for keeping the publication
current. It appears that this
publication is frozen at 1994, while it could be updated with new and
additional information that has emerged about descriptive standards since
then. There are, for example, minimal
references reference to EAD, a descriptive standard emerging after its
publication, intended to update the publication (but not reflecting any
commitment to maintain the publication current).
The World Wide Web is also a great inducement
for sharing information about research, of any kind, relating to or affecting
the work of records professionals. We
have some good examples already on the Web.
The Monash University Records Continuum Research Group (RCRG) (http://www.sims.monash.edu.au/rcrg/about/index.html)
is “looking at methods of analysis which enable records to be controlled at
different points in time throughout their lifespan. This includes the way
records are represented, used, retrieved and disseminated. The group is also
looking into how continuum models apply to information management and data
archiving. The Group has three areas of
research – metadata control, continuum modeling, and recordkeeping and legal
systems.” This is a very useful site
for individuals wishing both to understand more completely the continuum
concept (an idea that is much more suitable for records management than the
traditional life cycle approach) but also for those desiring to comprehend the
broader importance of records for modern organizations. The continuum concept is particularly
relevant to records managers, and the publications linked to this site are very
useful (such as Barbara Reed’s “Capturing Electronic Transactional Evidence:
The Future,” (http://www.sims.monash.edu.au/rcrg/publications/brermac.html),
a paper delivered as the keynote address to the Records Management Association
of Australia Conference, “e-Business
Transactions: Providing Accountability through Effective Recordkeeping,”
Canberra, March 2000. The site
includes citations to over forty articles, most of which are provided
full-text.
Another important site, also combining research
and an action agenda, is that of the International Records ManagementTrust (http://www.irmt.org/). The Trust was “established in 1989 in order
to support developing country requirements for managing official government
records. Projects evolved and grew in
three areas, as summarized below: Country
Projects were introduced to support local officials and professionals
in managing official records. This includes defining legal and regulatory
frameworks; developing organizational structures, including strengthening the
national archives’ capacity to regulate the continuum of records management
functions and developing and introducing new systems and procedures for
managing records and developing professional capacity. Education Projects were
conceived as a vehicle for introducing greater awareness of the importance of
records and for developing educational modules and materials which could be
shared between English speaking countries. It was intended that where desirable,
these materials could be adapted to meet the requirements of developing
countries with different administrative traditions. The aim in all cases was to
ensure that the material was in line with global theory and best practice but
relevant to local realities where there were severe constraints on funding and
a limited technical and institutional infrastructure. Research Projects were introduced to study the
requirements for well-managed records in key areas, such as financial and
personnel management, particularly in an environment of rapid technological
change. The Trust’s research projects have focused on real problems and the
practical solutions required to solve them.” This is the premiere site on records
issues in the Third World, but this is also an important site for gaining an
understanding about the importance of records for accountability. The IRMT’s reports of workshops and other
publications are very important for all records professionals. While the Trust sells many of its
publications, it also provides reports, articles, conference proceedings, and
other materials directly online via the Web.
Virtually any individual or group seeking to
provide more detailed advice on records issues can use the World Wide Web to do
so. Cohasset Associates, Inc. (http://www.cohasset.com/) is a
management consulting firm, “specializing in the management of hardcopy and electronic records,” especially
legal issues. Its site provides links
to information on records management and electronic records management, mostly
focused on legal aspects. A repository seeking to provide access to its
holdings can cross over and make the effort both a matter of access and
research and development. A related
useful site is Case Reference Repository, a Compendium of cases submitted by
both Dockery Associates, LLC and Computer Forensics, Inc. (http://www.finder.com//cases.html). This site's main purpose is to act as
a repository to attorneys for late-breaking news on the use of electronic
evidence in civil litigation.
The
digitization of the U.S. Senator John Heinz’s papers at the Carnegie Mellon
University Libraries, using its support by the Teresa and H. John Heinz III
Foundation, Heinz Company Foundation, and the Howard and Vira I. Heinz
Endowments, with additional funding from Carnegie Mellon and CLARITECH
Corporation, provides critical information on issues of digital preservation,
access, and research use (http://heinz1.library.cmu.edu/HELIOS/). For further reading, especially this
project’s commitment to research, see Edward A. Galloway and Gabrielle V.
Michalek. "The Heinz Electronic Library Interactive On-line System
(HELIOS): An Update," The Public-Access Computer Systems Review 9, no. 1 (1998), available at http://info.lib.uh.edu/pr/v9/n1/gall9n1.html.